The following abstracts are for PhD and Master's theses written using global NCAR 
climate models since the release of CSM1 in 1996.  The list is current through June 2005.
 
 

	
Title: Quantitative paleoclimatic reconstructions for the Late
           Quaternary of southern South America based on calibration
           of modern pollen and climate relationships
   Pub No: 9827679
   Author: Anderson, Lysanna
   Degree: PhD
   School: UNIVERSITY OF COLORADO AT BOULDER
     Date: 1998
    Pages: 219
  Adviser: Markgraf, Vera
     ISBN: 0-591-80013-6
   Source: DAI-B 59/03, p. 1017, Sep 1998
  Subject: GEOLOGY (0372); PALEOECOLOGY (0426); PALYNOLOGY (0427)
 Abstract: Three approaches to deriving quantitative estimates of
           past temperature and precipitation (multiple regression,
           response surfaces, and the method of modern analog) were
           evaluated using a modern pollen and climate data set from
           southern South America. The results of this analysis show
           that, under conditions of sparse climate data, response
           surfaces are the most robust approach. The three
           calibrated data sets were then applied to four pollen
           records, covering the last glacial - interglacial
           transition, to derive quantitative estimates of changes
           in temperature and precipitation for the South American
           mid-latitudes (41$/sp/circ$). Although there are
           variations among the records, there is generally good
           agreement, indicating largely consistent regional scale
           change. Comparisons of the quantitative climate
           reconstructions with qualitative records of
           paleoenvironmental conditions in the region show good
           agreement.
           Data from the Lake District of Chile and Argentina were
           then integrated with quantitative paleotemperature
           records from the equatorial region of South America, and
           with temperature estimates from the Byrd (Antarctica)
           $/delta/sp[18]$O record. This paleoenvironmental data set
           was compared to general circulation model (GCM) scenarios
           of climate change. Three different sets of model output
           from the GIST-NESS GCM for the LGM, each with different a
           different set of sea surface temperature (SST) values
           were compared. The model run using calculated values for
           SST based on an ocean heat convergence (OHC) and ocean
           heat transport (OHT) model reproduced the most accurate
           surface temperature values for the equatorial and polar
           regions. However, this model did not perform well in the
           mid-latitudes $(30/sp/circ$-60$/sp/circ$S). Model output
           from the NCAR community climate model (CCM1) for time
           slices spanning from the LGM to 6000 years ago were then
           compared to the paleoenvironmental data set. This
           comparison shows that the model's linear response to
           changing boundary conditions is not an accurate
           reconstruction of the pattern of climate change that has
           occurred since the LGM. The paleoenvironmental data show
           that the onset of warming occurred first at the high and
           mid-latitudes, preceding equatorial warming by as much as
           7000 years. The paleoenvironmental data also show that
           the continuous warming shown in the model output is
           inaccurate. Warming occurred abruptly, and reversals are
           recorded at all latitudes. In the polar region,
           temperatures jumped 5$/sp/circ$C from 21 Ka to 16 Ka, and
           had reached modern conditions by 14 Ka. At the mid-
           latitudes, temperatures transitioned from the full
           glacial minimum to warmer than today between 21 Ka and 16
           Ka, while at the equator, temperatures did not start to
           warm until ca. 14 Ka.
 
 
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    Title: Role of atmosphere-ocean interaction in the midlatitude
           North Atlantic on interannual climate variability
   Pub No: 9611415
   Author: Bhatt, Uma Suren
   Degree: PhD
   School: THE UNIVERSITY OF WISCONSIN - MADISON
     Date: 1996
    Pages: 174
  Adviser: Houghton, David D.; Battisti, David S.
   Source: DAI-B 57/01, p. 397, Jul 1996
  Subject: PHYSICS, ATMOSPHERIC SCIENCE (0608)
 Abstract: The primary mode of observed interannual variability in
           the North Atlantic is characterized by a north-south
           oriented dipole pattern in anomalies of surface air
           temperature and sea surface temperature (SST). The
           atmospheric circulation associated with the dipole mode
           of variability is consistent with the notion of the
           atmosphere forcing the ocean. The impact of air-sea
           interaction on the dipole-like mode of variability is
           examined using a mixed layer model (MLM) of the upper
           ocean in the North Atlantic between 20-60$/sp/circ$N
           coupled to the NCAR Community Climate Model (CCM1). The
           climatology of the MLM ocean temperature is adjusted to
           be consistent with the SSTs that form the lower boundary
           conditions for CCM1 by including heat flux corrections in
           the net forcing of the ocean. Heat and salt flux
           corrections are calculated in a series of uncoupled
           simulations where the MLM is forced with CCM1 surface
           fluxes.
           The natural variability in a 31-year integration of the
           MLM in the North Atlantic coupled to CCM1 is compared to
           a CCM1 control simulation of similar length with SSTs
           specified to have the same climatological annual cycle as
           in the coupled integration. The mean December to February
           (DJF) climatology is essentially unchanged with the
           inclusion of midlatitude air-sea interaction. However,
           air-sea interaction leads to significant increases in the
           persistence of air temperature anomalies on interannual
           as well as monthly time scales.
           In the model subpolar North Atlantic, air and ocean
           temperature anomalies are significantly autocorrelated
           (0.4 to 0.6) from one winter to the following winter.
           These autocorrelations are consistent with the 'Re-
           emergence' mechanism (Namias and Born, 1970). Deep ocean
           temperature anomalies, present at the end of one winter,
           remained sequestered below the shallow summer mixed
           layer. As the mixed layer deepens during the following
           fall, ocean temperature anomalies from the previous
           winter are reincorporated into the surface layer.
           February mixed layer ocean temperatures are strongly
           correlated with submixed layer ocean temperatures during
           the following summer and surface ocean temperature
           anomalies the following winter. An uncoupled sensitivity
           experiment is performed, in which the MLM is forced with
           heat, momentum, and freshwater fluxes from the coupled
           simulation, and anomalies are supressed in mixed layer
           depth and entrainment heating. The sensitivity experiment
           finds that the autocorrelations from one winter to the
           next in ocean temperature are weak when anomalies in
           entrainment heating or mixed layer depths are supressed.
           The 'Re-emergence' mechanism does not play an important
           role in the subtropical model domain. Observed air and
           ocean temperature autocorrelations from one winter to the
           next are strong (weak) in the northern (southern) part of
           the North Atlantic basin, in agreement with model
           results.
           Air temperature anomalies decay more slowly as a result
           of air-sea interaction. Short-term autocorrelations of
           air temperature are statistically significant up to 1-2
           and 3-4 months in the control and coupled simulations,
           respectively. When air temperatures are not affected by
           SST anomalies as in the control simulation, the turbulent
           heat fluxes act to strongly damp air temperature
           anomalies (Frankignoul, 1985). With the inclusion of
           variable ocean temperatures, the 'thermal damping' of
           atmospheric temperature anomalies is weaker. Consistent
           with these findings, the variance of air temperature
           increases and of total heat flux decreases as a result of
           coupling. (Abstract shortened by UMI.)
 
 
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    Title: Global optimization of numerical models by simulated
           annealing (Weather prediction)
   Pub No: 9957125
   Author: Campbell, William Francis
   Degree: PhD
   School: UNIVERSITY OF MARYLAND, COLLEGE PARK
     Date: 1999
    Pages: 212
  Adviser: Baer, Ferdinand
     ISBN: 0-599-60324-0
   Source: DAI-B 60/12, p. 6156, Jun 2000
  Subject: PHYSICS, ATMOSPHERIC SCIENCE (0608); GEOPHYSICS (0373)
 Abstract: The problems of vertical level placement and three-
           dimensional truncation of numerical models are
           investigated. Because the atmosphere is inhomogeneous,
           anisotropic, and unbounded above, there are no natural
           basis functions in the vertical upon which to base
           spectral methods for numerical prediction. A finite
           difference formulation in the vertical, with levels
           typically chosen to match observational levels, is used
           by most forecast and climate models. Our method computes
           the number of vertical levels as a function of horizontal
           scaling, and selects their location as a function of
           vertical coordinate system and atmospheric data.
           The central premise of our research is that the optimal
           grid for computation is the grid that yields the best
           linear spline fit to the meteorological fields of
           interest. A continuous “ground truth” for
           each field was constructed from analyzed wind and
           temperature data, via cubic splines. The best linear
           spline fit was then found by minimizing the integral of
           the squared difference between arbitrary linear splines
           and ground truth, via simulated annealing. Using NCAR's
           Community Climate Model (CCM3), grids produced with
           seasonal mean data for summer and winter were tested
           against each other and against the standard grid at the
           same average resolution.
           Allowing resolution to change dynamically between the
           horizontal and the vertical enables the direct prediction
           of the optimum truncation ratio. Because the energy of
           the grid is affected only by the <italic>distribution
           </italic> of curvature in each dimension, simulated
           annealing, meteorological data, and the linear spline
           hypothesis suffice to solve the level placement and
           relative truncation problems with no additional
           assumptions.
           The applicability of this procedure is quite general:
           given the characteristic structures of any set of PDE's,
           the optimal predictive grid can be constructed. In
           addition, a global optimization method that is heretofore
           absent from the meteorological literature, but of general
           utility, is employed. Most importantly, a specific,
           testable prediction of truncation ratio is produced.
 
 
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    Title: Climate variability in the North Atlantic on decadal and
           multi-decadal time scales:  A numerical study
   Pub No: 3001162
   Author: Cheng, Wei
   Degree: PhD
   School: UNIVERSITY OF MIAMI
     Date: 2000
    Pages: 154
  Adviser: Bleck, Ranier; Rooth, Claes G. H.
     ISBN: 0-493-09584-5
   Source: DAI-B 62/01, p. 133, Jul 2001
  Subject: PHYSICAL OCEANOGRAPHY (0415); PHYSICS, ATMOSPHERIC
           SCIENCE (0608)
 Abstract: The goal of this work is to understand the mechanisms
           that drive the decadal and multi-decadal climate
           variability in the North Atlantic. Natural climate
           variability on these particular time scales occupies a
           central position in discussions of anthropogenic climate
           changes, but many aspects related, to this issue are
           still poorly understood.
           The major tool used in this study is a coupled general
           circulation model consisting of the NCAR CCM3 and the
           Miami Isopycnic Coordinate Ocean Model. The simulated
           decadal variability in the North Atlantic is dominated by
           a tri-pole pattern in sea surface temperature and a North
           Atlantic Oscillation (NAO) pattern in sea level pressure.
           The associated oceanic fluctuations are characterized by
           a delayed subtropical gyre response to anomalou's NAO
           surface wind stress forcing and advection of SST
           anomalies originating near the western boundary into the
           interior ocean. Separate ocean-alone experiments suggest
           that the SST variability can not be attributed solely to
           passive response of the ocean to atmospheric thermal
           forcing.
           It is also found that a quasi-oscillatory fluctuation of
           the thermohaline circulation (THC) in the North Atlantic
           ocean with an approximate time scale of 30 years is
           present in the coupled but not in uncoupled simulations.
           The latter were forced with either Newtonian relaxation
           boundary conditions (based on a monthly climatology of
           the atmospheric state variables such as the surface air
           temperature and surface specific humidity) or with
           imposed monthly varying heat and fresh water flux
           conditions.
           These results suggest that the variability of the THC in
           this model is neither an ocean internal phenomenon nor a
           passive response of the ocean to atmospheric forcing.
           Rather, it is a coupled process involving both the ocean
           and the atmosphere. The THC oscillation appears to be
           driven by surface heat flux forcings while the effects of
           surface fresh water fluxes are secondary. Two delay
           effects are crucial for maintaining this oscillation. One
           is the delay of the North Atlantic overturning strength
           relative to the deep water formation rate in the deep
           water production region; the other is the delay of the
           associated SST and surface heat flux anomalies in the
           sinking region relative to the overturning amplitude
           itself.
           The sea surface temperature signal associated with the
           THC oscillation bears some resemblance to an SST
           interdecadal pattern extracted from observational data
           (Kushnir, 1993). Accompanying anomalies of northern
           hemispheric surface air temperature have positive values
           over the Pacific and Atlantic Oceans and negative values
           over the Eurasian and North American continents. In
           addition to anomalies in sea surface temperature and
           surface air temperature, there are also variations in
           atmospheric flow pattern over the North Atlantic, namely,
           an anomalous northerly flow over the Labrador Sea when
           the THC circulation is strong.
 
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    Title: Modeling the direct and indirect climatic effects of
           tropospheric sulfate aerosols
   Pub No: 9967719
   Author: Cox, Stephen J.
   Degree: PhD
   School: STATE UNIVERSITY OF NEW YORK AT ALBANY
     Date: 2000
    Pages: 103
  Adviser: Wang, Wei-Chyung
     ISBN: 0-599-72439-0
   Source: DAI-B 61/04, p. 1996, Oct 2000
  Subject: PHYSICS, ATMOSPHERIC SCIENCE (0608); ENVIRONMENTAL
           SCIENCES (0768)
 Abstract: Modeling studies of the climatic effects of tropospheric
           sulfate aerosols are presented. Both the direct
           scattering by the aerosols and the indirect effect of
           enhanced cloud albedo from increased aerosol numbers are
           addressed, in separate studies. The direct effect study
           uses aerosol mass concentrations from the MOGUNTIA
           chemical transport model. A parameterization is developed
           to model the radiative forcing due to direct shortwave
           scattering by the aerosols in the NCAR Community Climate
           Model, an atmospheric general circulation model. Aerosol
           layer optical properties are folded into the direct and
           diffuse surface albedo. The aerosol forcing is similar in
           magnitude, but opposite in sign, to the longwave forcing
           by anthropogenic greenhouse gases such as CO<sub>
           2</sub>, CH<sub>4</sub>, N<sub>2</sub>O,
           CF<sub>2</sub>CL<sub>2</sub>, and CFCL<sub>3</sub>. CCM1
           is run for thirty-five years with equal and opposite
           global annual mean aerosol and greenhouse forcings, and
           the results compared to a control run with no forcing. It
           is determined that the global mean temperate responds to
           the forcings equally, with a global sensitivity of 1.25
           K/(W m<super> &minus;2</super>), but the regional
           temperature response shows marked variation, which could
           not be predicted simply from the forcing pattern. The
           aerosol forcing is concentrated in the industrial
           continental areas of the Northern Hemisphere
           midlatitudes, yet a strong cooling response is noted in
           regions thousands of kilometers away (for instance,
           western Canada) from centers of aerosol concentration.
           The indirect effect is studied with more recent sulfate
           estimates, from the Oslo Chemical Transport Model. Field
           studies are used to relate sulfate mass concentration to
           cloud droplet number concentration, and subsequently to
           cloud droplet effective radius. The indirect
           parameterization is incorporated into NCAR CCM3, along
           with a new shortwave parameterization which allows the
           full vertical distribution of the aerosols to be
           accounted for. The indirect radiative forcing is found to
           be a cooling of 0.47 W m<super>&minus;2</super>, smaller
           than the direct forcing of 1.15 W
           m<super>&minus;2</super>, though still significant. The
           direct forcing is strongest over the Northern Hemisphere
           land, whereas the indirect forcing occurs more strongly
           over the Northern Hemisphere ocean, likely due to greater
           susceptibility of the more pristine marine air to
           condensation nuclei enhancement.
 
 
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    Title: Longwave radiative transfer in the atmosphere:  Model
           development and applications
   Pub No: 3092290
   Author: Delamere, Jennifer Simmons
   Degree: PhD
   School: UNIVERSITY OF ALASKA FAIRBANKS
     Date: 2003
    Pages: 153
  Adviser: Stamnes, Knut H.
     ISBN: 0-496-39997-9
   Source: DAI-B 64/05, p. 2231, Nov 2003
  Subject: PHYSICS, ATMOSPHERIC SCIENCE (0608); GEOPHYSICS (0373)
 Abstract: A FLexible Radiative Transfer Tool (FLRTT) has been
           developed to facilitate the construction of longwave,
           correlated <italic>k</italic>-distribution, radiative
           transfer models. The correlated <italic>k</italic>-
           distribution method is a technique which accelerates
           calculations of radiances, fluxes, and cooling rates in
           inhomogeneous atmospheres; therefore, correlated <italic>
           k</italic>-distribution models are appropriate for
           simulations of satellite radiances and inclusion into
           general circulation models. FLRTT was used to build two
           new rapid radiative transfer models, RRTM_HIRS and
           RRTM_v3.0, which maintain accuracy comparable to the
           line-by-line radiative transfer model LBLRTM.
           <italic>Iacono et al</italic>. [2003] evaluated upper
           tropospheric water vapor (UTWV) simulated by the National
           Center for Atmospheric Research Community Climate Model,
           CCM3, by comparing modeled, clear-sky brightness-
           temperatures to those observed from space by the High-
           resolution Radiation Sounder (HIRS). CCM3 was modified to
           utilize the rapid radiative transfer model RRTM and the
           separate satellite-radiance module, RRTM_HIRS, which
           calculates brightness temperatures in two HIRS channels.
           By incorporating these accurate radiative transfer models
           into CCM3, the longwave radiative transfer calculations
           have been removed as a significant source of error in the
           simulations. An important result of this study is that
           CCM3 exhibits moist and dry discrepancies in UTWV of 50%
           in particular climatic regions, which may be attributed
           to errors in the CCM3 dynamical schemes.
           RRTM_v3.0, an update of RRTM, is a rapid longwave
           radiative transfer appropriate for use in general
           circulation models. Fluxes calculated by RRTM_v3.0 agree
           with those computed by the LBLRTM to within 1.0
           W/m<super>2</super> at all levels, and the computed
           cooling rates agree to within 0.1 K/day and 0.3 K/day in
           the troposphere and stratosphere, respectively.
           This thesis also assessed and improved the modeling of
           clear-sky, longwave radiative fluxes at the Atmospheric
           Radiation Measurement Program North Slope of Alaska site
           by simultaneously addressing the specification of the
           atmosphere, radiometric measurements, and radiative
           transfer modeling. Consistent with findings from other
           field sites, the specification of the atmospheric water
           vapor is found to be a large source of uncertainty in
           modeled radiances and fluxes. Improvements in the
           specification of carbon dioxide optical depths within
           LBLRTM resulted, in part, from this analysis.
 
 
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    Title: Speciated local aerosol characteristics and radiative
           forcing at a rural midwestern site
   Pub No: 9971067
   Author: Dillner, Ann Marie
   Degree: PhD
   School: UNIVERSITY OF ILLINOIS AT URBANA-CHAMPAIGN
     Date: 2000
    Pages: 162
  Adviser: Larson, Susan M.
     ISBN: 0-599-76207-1
   Source: DAI-B 61/05, p. 2697, Nov 2000
  Subject: ENGINEERING, ENVIRONMENTAL (0775); PHYSICS, ATMOSPHERIC
           SCIENCE (0608)
 Abstract: In this research, physical and chemical properties of
           ambient aerosols were measured at a rural perturbed mid-
           latitude site (Bondville, IL) and used to calculate the
           aerosol optical properties and the resulting direct
           radiative forcing. Size-segregated aerosol samples were
           collected during the summer of 1997 using three parallel
           MOUDIs operating at ambient relative humidity. Two sample
           sets were used to obtain sulfate, organic carbon (OC),
           elemental carbon (EC), carbonate and total aerosol mass.
           The third sample set was used to obtain the size-specific
           and wavelength-dependent extinction efficiency of EC.
           The measured submicrometer mass concentration was 11.4
           &plusmn; 4.0 &mu;g m<super>&minus;3</super>. Ammonium
           sulfate comprised nearly half of the submicrometer
           aerosol and OC plus EC comprised 25%.
           Water content for ammonium sulfate and OC was estimated
           using both K&ouml;hler theory and parameterized water
           uptake curves from the literature. Water content for
           internally mixed aerosols was determined using a ZSR
           method. Aerosol optical properties (extinction
           efficiency, asymmetry parameter, single scatter albedo)
           were calculated from measured size distributions and
           wavelength dependent refractive indexes for each species
           and for internal and external mixtures using Mie theory.
           A technique, utilizing transmission measurements through
           extracts of size segregated ambient aerosol samples, was
           developed to obtain the extinction efficiency of EC.
           Measured EC extinction efficiencies ranged from 7.3 to
           1.7 m<super>2</super> g<super>&minus;1</super> at 550 nm,
           depending on particle diameter. Normalized direct aerosol
           radiative forcing (W g<super>&minus;1 </super>) was
           calculated using the Column Radiation Module (CRM) of the
           National Center for Atmospheric Research (NCAR) Community
           Climate Model (CCM3). Aerosol optical properties, used in
           the model, were assumed to be uniform throughout the
           lowest one kilometer of the atmosphere. The normalized
           forcing due to ammonium sulfate was &minus;340 &plusmn;
           10 W g<super>&minus;1</super>. OC was 1/3 larger and
           residue was 1/3 smaller. EC within an internally mixed
           aerosol was shown to suppress forcing.
           This research supports the view that species other than
           ammonium sulfate, namely EC, OC and dust-like aerosol,
           have significant radiative effects. Although the mass
           percentage of EC may be low at rural sites, ignoring the
           presence of EC aerosol leads to an over estimation of the
           aerosol forcing.
 
 
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    Title: Short-range ensemble forecasting of an explosive
           cyclogenesis with a limited-area model
   Pub No: 9626568
   Author: Du, Jun
   Degree: PhD
   School: THE UNIVERSITY OF ARIZONA
     Date: 1996
    Pages: 146
  Adviser: Mullen, Steven L.; Sanders, Frederick
   Source: DAI-B 57/04, p. 2623, Oct 1996
  Subject: PHYSICS, ATMOSPHERIC SCIENCE (0608); HYDROLOGY (0388)
 Abstract: Since the atmosphere is a chaotic system, small errors in
           the initial condition of any numerical weather prediction
           (NWP) model amplify as the forecast evolves. To estimate
           and possibly reduce the uncertainty of NWP associated
           with initial-condition uncertainty (ICU), ensemble
           forecasting has been proposed which is a method of,
           differently from the traditional deterministic
           forecasting, running several model forecasts starting
           from slightly different; initial states.
           In this dissertation, the impact of ICU and short-range
           ensemble forecasting (SREF) on quantitative precipitation
           forecasts (QPFs), as well as on sea-level cyclone
           position and central pressure, is examined for a case of
           explosive cyclogenesis that occurred over the contiguous
           United States. A limited-area model (the PSU/NCAR NM4) is
           run at 80-km horizontal resolution and 15 layers to
           produce a 25-member, 36-h forecast ensemble. Lateral
           boundary conditions for the MM4 model are provided by
           ensemble forecasts from a global spectral model (the NCAR
           CCM1). The initial perturbations of the ensemble members
           possess a magnitude and spatial decomposition which
           closely match estimates of global analysis error, but
           they were not dynamically-conditioned. Results for 80-km
           ensemble forecast are compared to forecasts from the then
           operational Nested Grid Model (NGM), a single 40-km MM4
           forecast, and a second 25-member MM4 ensemble based on a
           different cumulus parameterization and slightly different
           initial conditions.
           Acute sensitivity to ICU marks ensemble QPF and the
           forecasts of cyclone position and central pressure.
           Ensemble averaging always reduces the rms error for QPF.
           Nearly 90% of the improvement is obtainable using
           ensemble sizes as small as 8-10. However, ensemble
           averaging can adversely affect the forecasts related to
           precipitation areal coverage because of its smoothing
           nature. Probabilistic forecasts for five mutually
           exclusive, completely exhaustive categories are found to
           be skillful relative to a climatological forecast.
           Ensemble sizes of $/sim$10 can account for 90% of
           improvement in probability density function.
           Our results indicate that SREF techniques can now provide
           useful QPF guidance and increase the accuracy of
           precipitation, cyclone position, and cyclone's central
           pressure forecasts. With current analysis/forecast
           systems, the benefit from simple ensemble averaging is
           comparable to or exceed that obtainable from improvement
           in the analysis/forecast system.
 
 
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    Title: Regional simulation of North American interannual climate
           variability
   Pub No: 9998321
   Author: Dutton, Jan Frederik
   Degree: PhD
   School: THE PENNSYLVANIA STATE UNIVERSITY
     Date: 2000
    Pages: 134
  Adviser: Barron, Eric
     ISBN: 0-493-06588-1
   Source: DAI-B 61/12, p. 6518, Jun 2001
  Subject: PHYSICS, ATMOSPHERIC SCIENCE (0608); APPLIED MECHANICS
           (0346)
 Abstract: The interannual variability of the RegCM2 regional
           climate model, with a U.S. centered domain, forced by the
           NCAR CCM3 global climate is the main focus of this study.
           A 6 member 10 year CCM3 ensemble, from January 1, 1968 to
           December 31, 1978, forced globally by reconstructed
           observed sea surface temperatures, provides RegCM2
           boundary conditions.
           An understanding of how RegCM2 responds to CCM3
           interannual variability is developed using an anomaly
           pattern correlation (APC) analysis of the CCM3 and RegCM2
           monthly averaged 500 mb heights, surface temperature, and
           precipitation. All three variables show a distinct APC
           annual cycle.
           The effect of regional climate modeling on simulated
           climate reproducibility compared using the modeled
           ensemble run variances. In certain regions RegCM2 surface
           temperature normalized ensemble run variance is
           significantly lower than CCM3, suggesting higher
           reproducibility in these regions. RegCM2 precipitation
           reproducibility is found to be lower than CCM3 in all
           regions, indicating higher resolution simulations have
           lower reproducibility.
           A empirical orthogonal function (EOF) analysis of the
           dominant precipitation and surface temperature modes of
           variability is also presented. The EOF analyses use 60
           years (6 ensemble members x 10 years) of RegCM2, CCM3,
           and a gridded observed data. RegCM2 does not
           significantly alter the primary modes of CCM3 surface
           temperature variability. Furthermore, the observed
           primary modes of surface temperature variability are
           similar to those modeled. Neither model captures the
           primary mode of winter precipitation variability. The
           modeled primary mode of precipitation variability,
           focused on the west U.S. coast, is similar to the
           observed second mode. The RegCM2 increases the amplitude
           of the CCM3 mode, improving the simulation of winter
           precipitation variability relative to the observations.
           The analysis of summer surface temperature and
           precipitation variability reveals that regional scale
           forcing, such as the low-level jet, plays an important
           role in modifying the locations of the primary modes of
           variability. The RegCM2 significantly improves the jet
           simulation, shifting the precipitation variability to
           midwestern and eastern U.S. Despite these changes, the
           results show the CCM3 interannual variability signal is
           present in the RegCM2 signal throughout the year.
 
 
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    Title: Tropical climate stability, Hadley circulation, and deep
           cumulus convection:  Vital synergism on a wet planet
   Pub No: 9975794
   Author: Fleischfresser, Luciano
   Degree: PhD
   School: THE UNIVERSITY OF OKLAHOMA
     Date: 2000
    Pages: 129
  Adviser: Fiedler, Brian
     ISBN: 0-599-81465-9
   Source: DAI-B 61/06, p. 3095, Dec 2000
  Subject: PHYSICS, ATMOSPHERIC SCIENCE (0608); ENVIRONMENTAL
           SCIENCES (0768); APPLIED MECHANICS (0346)
 Abstract: This research is about developing a more internally
           consistent formulation of cumulus convection and the
           atmospheric branch of the hydrological cycle in a newly
           developed Hadley circulation model. The ultimate goal is
           to analyze the climate equilibrium of a symmetric
           tropical hydrostatic atmosphere, particularly studying
           cause and effect relations determining the magnitude of
           water vapor-related feedbacks in climate sensitivity
           experiments.
           Important features of the proposed formulation for
           precipitating deep turbulent clouds include the ability
           to calculate precipitation efficiencies, a new
           postulation relating cumulus buoyancy to solar radiation,
           and the implicit account of latent heat release that
           manifest itself by scaling cumulus drafts to observed
           magnitudes. The Hadley model is based on primitive
           equations, and it incorporates the NCAR column radiation
           scheme as well as the atmospheric branch of the
           hydrological cycle. To calculate climatic feedbacks, the
           inverse simulation approach is used. An interrelationship
           technique is applied to diagnose feedback factors
           associated with changes of water vapor amount and
           distribution, of lapse-rate, and of deep cumulus cloud
           cover. The aim is to contrast the novel model for deep
           clouds with a mass flux deep cumulus parameterization
           when a thermally direct circulation (Hadley cell) is
           present.
           When only a lapse-rate adjustment is used to crudely
           represent tropical convection, the calculated climate
           sensitivity lies in the typical range of equatorial
           sensitivities given by global circulation models (GGMs).
           This result suggests that the Hadley model is capturing
           the essential physics of these models as far as these
           sensitivities are concerned. In the comparison analyses,
           the climate equilibrium is stable and effected by net
           positive feedback when the new cumulus model is used.
           Moreover, the calculated tropical climate sensitivities
           are consistently lower than the aforementioned typical
           range, bringing them closer to sensitivities suggested by
           observed data. Interestingly, the tropical climate
           equilibrium is unstable with the mass flux scheme. It is
           shown quantitatively that relative humidity changes in
           the model upper-troposphere determine the sign of the
           water vapor feedback. Recommendations to narrow humidity
           uncertainties in climate change simulations are
           presented.
 
 
------------------------------------------------------------
    Title: The development of a three-dimensional general
           circulation model with coupled chemistry
   Pub No: 9805287
   Author: Gross, Gerhard Wayne
   Degree: PhD
   School: PORTLAND STATE UNIVERSITY
     Date: 1997
    Pages: 382
  Adviser: Khalil, M. Aslam K.
     ISBN: 0-591-55236-1
   Source: DAI-B 58/08, p. 4282, Feb 1998
  Subject: PHYSICS, ATMOSPHERIC SCIENCE (0608)
 Abstract: A coupled climate-chemistry model for the troposphere and
           lower stratosphere has been developed that includes on-
           line local actinic flux calculation. The coupling of
           chemistry with a climate model and the internal
           calculation of actinic flux allows the model to simulate
           a variety of interactions and feedbacks between
           atmospheric processes that are ordinarily excluded from
           general circulation models.
           The climate model is an altered version of the CCM3
           (Community Climate Model Version 3) from NCAR (National
           Center for Atmospheric Research). The spectral resolution
           of the radiation code of the model has been increased 8-
           fold in the region 200-700 nm, with highest resolution
           between 245-350 nm. Actinic flux is calculated by the
           radiation code for each spectral interval and each model
           grid cell at a user defined frequency set to 1 hour in
           this work. The coupled tropospheric chemistry component
           uses climatological data from the climate model including
           temperature, pressure, water vapor concentration, actinic
           flux, and atmospheric transport.
           The OH distributions generated by a 3 year simulation of
           the coupled model in the partially coupled mode show a
           zonal maximum over the tropics as expected. Seasonal
           variations displace the zonal maximum towards the summer
           pole by about 5$/sp/circ$ in the southern hemisphere and
           about 15$/sp/circ$ in the northern hemisphere. The
           distributions show somewhat more structure compared to
           results from other model studies. During the solstice
           months the OH concentration is greatest at the surface
           and during the equinox months the maximum is slightly
           elevated to approximately 1.5 km. The concentration of
           the equatorial maximum decreases with altitude and then
           increases above about 400 mb (7 km).
           The model calculated, global, tropospheric, average is
           1.1 $molecules/cm/sp3$ and is slightly higher than
           results from other studies. The global average at the
           surface is 1.2 $molecules/cm/sp3$ and agrees with
           measurements and model studies. The globally averaged
           amount of $CH/sb4$ destroyed by oxidation with OH is
           calculated to be 461 $Tg/yr$ and also agrees with
           independent estimates from other researchers. The
           distribution of formaldehyde is consistent with
           measurements made by other groups.
 
 
------------------------------------------------------------
    Title: I. Variability of the outgoing thermal IR spectra and its
           application in GCM validation. II. The detection of
           cloud/aerosol in the outgoing thermal IR spectra
   Pub No: 3151366
   Author: Huang, Xianglei
   Degree: PhD
   School: CALIFORNIA INSTITUTE OF TECHNOLOGY
     Date: 2004
    Pages: 182
  Adviser: Yung, Yuk L.
     ISBN: 0-496-11390-9
   Source: DAI-B 65/10, p. 5193, Apr 2005
  Subject: PHYSICS, ATMOSPHERIC SCIENCE (0608); PHYSICS, ASTRONOMY
           AND ASTROPHYSICS (0606)
 Abstract: The theme of this thesis is studying the outgoing
           infrared spectra of Earth and Mars. In Chapter 1, the
           importance and the feasibility of using the outgoing
           thermal IR spectra in testing model's variability are
           discussed. Chapter 2 investigates the temporal
           variability over the tropical and midlatitude Pacific
           seen from Infrared Interferometer Spectrometer (IRIS)
           observations and corresponding synthetic spectra based on
           simulations from two general circulation models (GCMs),
           UCLA GCM and NCAR CAM2. The discrepancies between modeled
           and observed variability are substantial. Further
           examination shows that these discrepancies are most
           likely due to deficiencies in simulating the seasonal and
           intraseasonal variations of the Walker Circulation in the
           tropical Pacific and the seasonal variations of low
           cloud, boundary-layer temperature, and stratospheric
           temperature in the midlatitude Pacific. Chapter 3
           presents a survey of the spatial variability seen from
           Atmospheric Infrared Sounder (AIRS) spectra and
           corresponding synthetic spectra based on NCAR CAM2
           simulation. To a large extent, the simulated variability
           agrees well with the observed counterpart. The major
           discrepancies can be attributed to the incorrect location
           of ITCZ in the western Pacific, the underrepresented dust
           aerosol over the Arabian Sea and off the Atlantic Coast
           of North Africa, and the overestimated spatial variation
           of stratospheric temperature in the model. Chapter 4
           presents a comparative study of the variability seen in
           the Martian outgoing infrared spectra collected by MGS-
           TES (Thermal Emission Spectrometer). The negative
           correlation between dust and water ice spectral features
           seen in this analysis suggests that, to some extent, dust
           and water ice cloud are mutually exclusive of each other
           in the Martian atmosphere. Chapter 5 presents a
           sensitivity study of identifying optically thin cirrus
           from high-resolution infrared spectra based on the line
           shapes in the residual spectra. This cirrus-detection
           approach is original in the sense of making use of
           information content contained in such measurements.
           Chapter 6 presents a tri-spectral algorithm to detect
           water ice cloud, dust, and surface anisothermality from
           low-resolution Martian outgoing thermal IR spectra. This
           algorithm can be used to screen large amounts of data to
           get a quick overview.
 
 
------------------------------------------------------------
    Title: Adaptive grids in weather and climate modeling
   Pub No: 3121951
   Author: Jablonowski, Christiane
   Degree: PhD
   School: UNIVERSITY OF MICHIGAN
     Date: 2004
    Pages: 266
  Adviser: Penner, Joyce E.
     ISBN: 0-496-69302-7
   Source: DAI-B 65/02, p. 792, Aug 2004
  Subject: PHYSICS, ATMOSPHERIC SCIENCE (0608)
 Abstract: Adaptive Mesh Refinement (AMR) provides an attractive
           framework for atmospheric flows since it allows improved
           horizontal resolution in a limited region without
           requiring a fine grid resolution throughout the entire
           model domain. In this thesis, the adaptive grid technique
           has been applied to a revised version of NCAR/NASA's next
           generation dynamical core for climate and weather
           research. This hydrostatic so-called Lin-Rood dynamics
           package with a conservative finite volume discretization
           in flux form provides highly efficient algorithms for
           high performance computing.
           The adaptive model design utilizes a spherical adaptive-
           grid library which is based on a cache-efficient block-
           structured data layout. This AMR communication library
           for parallel processors has been newly developed in the
           Computer Science Department at the University of
           Michigan. All blocks are self-similar and split into four
           in the event of refinement requests. The resolution of
           neighboring blocks can only differ by a factor of two
           which leads to cascading refinement regions.
           The adaptive dynamical core is run in two configurations:
           the full 3D hydrostatic dynamical core on the sphere and
           the corresponding 2D shallow water model that has been
           extracted out of the 3D version. This shallow water setup
           serves as an ideal testbed for the horizontal
           discretization and the 2D adaptive-mesh strategy. It
           further allows the efficient testing of interpolation
           routines at fine-coarse grid interfaces.
           The static and dynamic adaptations are tested using the
           standard shallow water test suite and a newly-developed
           idealized 3D baroclinic wave test case. Static
           adaptations are used to vary the resolution in pre-
           defined regions of interest. This includes static
           refinements near mountain ranges or static coarsenings in
           the longitudinal direction for the implementation of a
           so-called reduced grid in polar regions. Dynamic
           adaptations are based on flow characteristics and guided
           by refinement criteria that detect user-defined features
           of interest during a simulation. In particular, flow-
           based refinement criteria, such as vorticity or gradient
           indicators, are suggested. Refinements and coarsenings
           occur according to pre-defined threshold values.
           This research project is characterized by an
           interdisciplinary approach involving atmospheric science,
           computer science and applied mathematics.
 
 
------------------------------------------------------------
    Title: A physically-based snow model coupled to a general
           circulation model for hydro-climatological studies
   Pub No: 3050315
   Author: Jin, Jiming
   Degree: PhD
   School: THE UNIVERSITY OF ARIZONA
     Date: 2002
    Pages: 162
  Adviser: Sorooshian, Soroosh
     ISBN: 0-493-64911-5
   Source: DAI-B 63/04, p. 1761, Oct 2002
  Subject: HYDROLOGY (0388); PHYSICS, ATMOSPHERIC SCIENCE (0608)
 Abstract: A Snow-Atmosphere-Soil Transfer (SAST) model has been
           developed to extend the point snowmelt model to vegetated
           areas using the parameterization concepts of the
           Biosphere-Atmosphere Transfer Scheme (Dickinson et al.
           1993). The model applications for short-grass and forest
           fields show that the simulated surface temperature,
           albedo, and snow depth have close agreement with
           observations. In addition, because of biases in simulated
           runoff in the high-latitudes, a Shuffled Complex
           Evolution (Sorooshian et al. 1993) scheme for automatic
           calibration has been connected with the SAST model to
           determine the realistic distribution of runoff components
           from different soil layers and search the optimized
           parameter set. The calibrated runoff closely matches
           observations.
           Because the Community Climate Model version 3 (CCM3)
           coupled with the SAST model overestimates snow depth and
           precipitation and underestimates surface temperature over
           the Rocky Mountains, remotely sensed snow depth data have
           been assimilated in the model to alleviate model
           discrepancies based on energy and mass balances. The
           improved surface temperature simulations result from the
           decreased snowmelt and albedo in winter and spring and
           from the weakened evaporation in summer due to drier
           soil. Meanwhile, modeled summer precipitation over the
           Rocky Mountains has a minor improvement.
           The relationship between the variations of tropical
           Pacific SST and snowpack anomalies in the western United
           States (U.S.) has been studied by comparing observations
           and CCM3 output. The results indicate that in the
           northwestern U.S., the warm tropical Pacific phase of the
           El Ni&ntilde;o-Southern Oscillation (ENSO) is associated
           with diminished snowpack while its cool phase is related
           to enhanced snowpack. This relationship is largely
           determined by winter precipitation variability for the
           observations; however, it relies heavily on the
           variations of temperature due to the biases in
           atmospheric patterns for the model output. In the
           southwestern U.S., positive snowpack anomalies for both
           observations and simulations result from the strong warm
           phase of the ENSO and negative ones are connected with
           exaggerated local precipitation in fall.
 
 
------------------------------------------------------------
    Title: Interpolation of surface radiative temperature measured
           from polar orbiting satellites to a diurnal cycle
   Pub No: 9923351
   Author: Jin, Menglin
   Degree: PhD
   School: THE UNIVERSITY OF ARIZONA
     Date: 1999
    Pages: 152
  Adviser: Dickinson, Robert E.
     ISBN: 0-599-22782-6
   Source: DAI-B 60/03, p. 1128, Sep 1999
  Subject: PHYSICS, ATMOSPHERIC SCIENCE (0608); REMOTE SENSING
           (0799); ENVIRONMENTAL SCIENCES (0768)
 Abstract: The land surface skin temperature diurnal cycle (LSTD) is
           very important for the understanding of surface climate
           and for evaluating climate models. This variable,
           however, cannot be obtained globally from polar-orbiting
           satellites because the satellites usually pass a given
           area twice per day and because their infrared channels
           cannot observe the surface when the sky is cloudy.
           In order to more optimally use the satellite data, this
           research is designed, for the first time, to solve the
           above two problems by advance use of remote sensing
           techniques and climate modeling. Specifically, this work
           is divided into two parts. Part one deals with obtaining
           the skin temperature diurnal cycle for cloud-free cases.
           We have developed a &ldquo;cloud-free algorithm&rdquo; to
           combine model results with satellite and surface-based
           observations, thus interpolating satellite twice-daily
           observations to the diurnal cycle. Part two studies the
           cloudy cases. The &ldquo;cloudy-pixel treatment&rdquo;
           presented here is a hybrid technique of
           &ldquo;neighboring-pixel&rdquo; and &ldquo;surface air
           temperature&rdquo; approaches. The whole algorithm has
           been tested against field experiments and climate model
           CCM3/BATS in global and single column mode simulations.
           It shows that this proposed algorithm can obtain skin
           temperature diurnal cycles with an accuracy of 1&ndash;2
           K at the monthly pixel level.
 
 
------------------------------------------------------------
    Title: The onset of convection in the Madden-Julian oscillation
   Pub No: 9948702
   Author: Kemball-Cook, Susan Rives
   Degree: PhD
   School: UNIVERSITY OF CALIFORNIA, DAVIS
     Date: 1999
    Pages: 109
  Adviser: Weare, Bryan
     ISBN: 0-599-51118-4
   Source: DAI-B 60/10, p. 5117, Apr 2000
  Subject: PHYSICS, ATMOSPHERIC SCIENCE (0608)
 Abstract: An observational study of the onset of convection in the
           Madden-Julian Oscillation (MJO) was performed. Composites
           of radiosonde data from the Comprehensive Aerological
           Reference Data Set were constructed for an ensemble of
           tropical stations in the Indian Ocean, Maritime
           Continent, and western Pacific Ocean. Outgoing longwave
           radiation from NOAA polar orbiting satellites was used as
           a proxy for deep convection associated with the MJO, and
           NCEP-NCAR Reanalysis data was used to diagnose low-level
           convergence.
           The composites suggest that for the off-equatorial
           stations used in this study, the MJO period may be set by
           the buildup and discharge of the low-level moist static
           energy (h). This result supports the discharge-recharge
           hypothesis of Blade and Hartmann (1993). MJO events are
           most likely to occur when the off-equatorial atmosphere
           has been destabilized through a combination of low level
           h buildup and concurrent drying of the middle troposphere
           by subsidence in the wake of the previous cycle of MJO
           convection. The low-level h buildup is controlled by a
           corresponding increase in low-level moisture. Following
           an episode of MJO convection, a period of approximately
           35 days is required to increase the low-level moisture to
           the point where the atmosphere again becomes unstable to
           deep convection. The convective event lasts about 20 days
           and stabilizes the atmosphere by drying and cooling the
           boundary layer and moistening and heating the middle and
           upper troposphere. By drying and cooling the boundary
           layer, convection discharges the low level h.
           The increase in low-level moisture is not caused by the
           1000 mb convergence, as suggested by frictional wave-CISK
           theories. For the stations examined here, the convergence
           lags the moist static energy buildup, and is instead in
           phase with the convection. A possible mechanism for the
           relatively slow moisture buildup lasting approximately 35
           days is competition between surface fluxes of moisture
           and the drying effect of entrainment of low h air into
           the boundary layer. Evidence is found for the
           preconditioning of the atmosphere to deep convection
           through upward transport of moisture by shallow
           convection.
 
 
------------------------------------------------------------
    Title: Tropical dynamics near the stratopause: The two-day wave
           and its relatives
   Pub No: 9836209
   Author: Limpasuvan, Varavut
   Degree: PhD
   School: UNIVERSITY OF WASHINGTON
     Date: 1998
    Pages: 209
  Adviser: Leovy, Conway B.
     ISBN: 0-591-89715-6
   Source: DAI-B 59/06, p. 2808, Dec 1998
  Subject: PHYSICS, ATMOSPHERIC SCIENCE (0608); ENVIRONMENTAL
           SCIENCES (0768)
 Abstract: The two-day wave is observed in the Upper Atmosphere
           Research Satellite (UARS) Microwave Limb Sounder (MLS)
           temperature and water vapor data. During a 3-year period
           (Dec. 1991-Sep. 1994), the wave signature is prominent
           semiannually after each solstice and is comprised of a
           zonal wavenumber 3 component with $[/sim]2.0$-day period
           and a wavenumber 4 component with $[/sim]1.8$-day period.
           Intra-annually, the wavenumber 3 amplitude during the
           austral summer is nearly twice as strong as during the
           boreal summer. The wavenumber 4 component however can be
           equally strong in both summers. The wave-number 3 signal
           tends to be dominant during the austral summer while the
           wave 4 component is dominant during the boreal summer.
           The derived zonal wind structure suggests that the
           Charney-Stern inflection instability mechanism is
           responsible for generating the two-day wave whose
           amplitude resides mainly on the equatorward flank of the
           summer easterly jet.
           In some seasons, momentum redistribution by inertial
           instability appears to destabilize the easterly jet from
           which the barotropically unstable two-day wave grows. In
           these instances, an independent study using the UARS
           Cryogenic Limb Array Etalon Spectrometer (CLAES)
           temperature (Hayashi et al., 1998) coincidently
           identifies 'pancake' structures associated with inertial
           instability. A possible connection between inertial
           instability and the two-day wave has been discussed by
           Hitchman (1985) and Orsolini et al. (1997).
           The National Center for Atmospheric Research (NCAR)
           Community Climate Model version 2 (CCM2) mechanistic
           model is used to simulate this connection. Model
           experiments show that, for a prescribed initial wind
           condition with strong horizontal wind shear in the
           tropics, inertial instability can trigger the two-day
           wave. An increase in easterly wind curvature fostered by
           inertial instability circulation destabilizes the jet in
           low summer latitudes and allows first the growth of the
           wavenumber 4 then the wavenumber 3 component of the two-
           day wave. Near the stratopause, the two-day wave energy
           propagation is directed equatorward away from the wave's
           critical line source and westerly momentum is fluxed into
           the easterly jet core by the wave. While much of the
           wavenumber 4 activity is confined near the stratopause,
           the wavenumber 3 energy can propagate upward well into
           the mesosphere where strong Rayleigh damping is imposed.
           The simulated waves' spatial and spectral characteristics
           are fairly realistic.
 
 
------------------------------------------------------------
    Title: On the relationship between tropical convection and clear
           sky upper troposphere moisture
   Pub No: 3088067
   Author: Lin, Wuyin
   Degree: PhD
   School: STATE UNIVERSITY OF NEW YORK AT STONY BROOK
     Date: 2002
    Pages: 103
  Adviser: Zhang, Minghua
     ISBN: 0-496-35829-7
   Source: DAI-B 64/04, p. 1770, Oct 2003
  Subject: PHYSICS, ATMOSPHERIC SCIENCE (0608); GEOPHYSICS (0373)
 Abstract: Upper troposphere water vapor is a crucial factor in the
           climate system. The moisture abundance in the clear sky
           upper troposphere is strongly influenced by tropical deep
           convection. TOVS upper troposphere water vapor
           measurements and ISCCP deep convective clouds are used to
           investigate the relationship between upper troposphere
           humidity (UTH) and frequency and area coverage of
           tropical deep convection. The study shows that a more
           diffused distribution of convection in the tropics is
           associated with a higher UTH in the free troposphere,
           while a more concentrated convection distribution is
           associated with a drier free upper troposphere. It is
           also shown that increased convective area coverage is
           accompanied with an increased area coverage of less
           frequent convection and a decreased area coverage of
           highly frequent convection, and vice versa. The
           identification of the geographical distribution of
           convection perturbation associated with a potential
           climate change is therefore important to the upper
           troposphere water vapor feedback.
           The mechanism behind the observed relationship is
           interpreted using trajectory analysis. The results show
           that a more diffused distribution of convection gives
           rise to a shorter average horizontal distance and a less
           vertical displacement between convection and clear
           regions, and hence a moister clear sky condition.
           Similarly, when deep convection is more concentrated, the
           average traveling distance is longer, and the clear sky
           upper troposphere is drier.
           This process is verified using a simple heating driven
           circulation model with prescribed distributions of
           convective latent heating. The NCAR CCM is then used to
           examine the relationship between UTH and convection. The
           model is found to capture the relationship between water
           vapor concentration and total convective area reasonably,
           but it fails to reproduce the respective contributions
           from highly and less frequent convections. The deficiency
           lies in the fact that convection frequency is broadly
           overestimated in the model. The area coverages of
           different convective regimes are not simulated correctly.
           The increase of total spatial coverage of deep convection
           in the model is mainly reflected in the increased area
           coverage of highly frequent convection, leading to an
           opposite relationship between UTH and highly frequent
           convection compared with the observations.
 
 
------------------------------------------------------------
    Title: Improvement in runoff parameterization for global climate
           mo